Compliance Data Analyst

  • Aquarius Recruitment Specialists
  • Cape Town, South Africa
  • Jun 12, 2018
Permanent Investment

Job Description


This position is for a Data Analyst within the compliance team who will be responsible for investment data collection and categorization.

Duties and Daily Responsibilities

  • This position will report to the Head: Compliance Administration
  • Responsible for collection and organization of data from external investment managers
  • Liaising with the compliance team to ensure all client data is up to date
  • Assist the Head: Compliance Administration in data and system developments
  • Maintenance of external client data, client details, codes etc.
  • Loading of manager holdings onto the Compliance System
  • Performing Solvency and Assessment Management (SAM) monitoring and reporting
  • Assisting with the monitoring of and responding to client correspondence received in the compliance email box
  • Responsible for the classification and categorization of uncategorized instruments and to notify the team accordingly when complete
  • Carry out any other tasks assigned by the Head: Compliance Administration

Qualifications and Experience

  • Relevant Tertiary Qualification (B.Com degree will be an advantage)
  • Working knowledge of CISCA and its regulations will be an advantage
  • Working knowledge of Pension Funds Act and Solvency Assessments Management will be an advantage


  • Establish and maintain channels of communication with internal and external business partners
  • Logical/practical/time conscious – able to plan effectively and work to deadlines
  • Strong analytical abilities – able to understand financial information
  • Strong client focus
  • Ability to lead and manage people

Job Level


Salary Range